Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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RBC Global Asset Management (UK) Limited
FRN 189154
- [FCA CF] Client dealing (since 1 Apr 2023)
- [FCA CF] Material risk taker (1 Apr 2023 to 1 Apr 2026)
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- [FCA CF] Material risk taker (1 Jan 2022 to 1 Apr 2023)
- [FCA CF] Client dealing (6 Jan 2020 to 1 Apr 2023)
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- CF30 Customer (1 Feb 2016 to 9 Jun 2018)
- CF4 Partner (1 Feb 2016 to 9 Jun 2018)
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- CF30 Customer (10 Oct 2012 to 9 Sep 2015)
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- CF30 Customer (7 Jul 2008 to 16 Jun 2011)
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- CF30 Customer (7 Jul 2008 to 16 Jun 2011)
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- CF21 Investment Adviser (20 Apr 2004 to 9 Jun 2006)
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- CF21 Investment Adviser (1 Dec 2001 to 9 Jun 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.