Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SANTANDER INSURANCE SERVICES UK LIMITED (no longer approved here)

    FRN 467168

    • SMF9 Chair of the Governing Body (9 Dec 2019 to 7 Feb 2020)
    • CF2 Non Executive Director (16 Nov 2017 to 8 Dec 2019)
    • CF1 Director (13 May 2009 to 5 Apr 2011)
    • CF3 Chief Executive (13 May 2009 to 5 Apr 2011)
    • Responsible for Insurance Mediation (13 May 2009 to 29 Mar 2011)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • [FCA CF] Material risk taker (7 Mar 2016 to 30 Apr 2020)
    • [PRA CF] Managing a material risk taker (7 Mar 2016 to 30 Apr 2020)
    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 30 Apr 2020)
    • [FCA CF] Significant management (7 Mar 2016 to 30 Apr 2020)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 30 Apr 2020)
    • CF29 Significant management (1 Jul 2011 to 6 Mar 2016)
  • Cater Allen Limited (no longer approved here)

    FRN 178737

    • CF1 Director (10 Apr 2012 to 3 Sep 2014)

Recent activity

Updates to this individual's record on the FCA register.

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