Micky R Mahbubani

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Redmayne-Bentley LLP

    FRN 499510

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 1 Dec 2021)
    • [FCA CF] Client dealing (since 1 Dec 2021)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • CF30 Customer (27 Sep 2017 to 8 Dec 2019)
  • Cantor Fitzgerald Europe (no longer approved here)

    FRN 149380

    • CF30 Customer (18 Jul 2012 to 28 Mar 2013)
  • IG Markets Limited (no longer approved here)

    FRN 195355

    • CF30 Customer (31 Aug 2011 to 14 Feb 2012)
    • CF26 Customer Trading (22 May 2006 to 31 Oct 2007)
  • IG Index Limited (no longer approved here)

    FRN 114059

    • CF30 Customer (1 Nov 2007 to 2 Sep 2010)
    • CF26 Customer Trading (22 May 2006 to 31 Oct 2007)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (1 Dec 2001 to 14 Jun 2002)

Recent activity

Updates to this individual's record on the FCA register.

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