Mick Day

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Royal Bank of Canada
FRN 124783
- [FCA CF] Client dealing (since 2 Oct 2023)
RBC Europe Limited
FRN 124543
- [FCA CF] Client dealing (since 10 May 2023)
Societe Generale International Limited (no longer approved here)
FRN 538896
- [FCA CF] Client dealing (9 Dec 2019 to 24 Mar 2023)
- CF30 Customer (7 Jul 2015 to 6 Jul 2016)
Societe Generale (no longer approved here)
FRN 124866
- [FCA CF] Client dealing (30 Jun 2016 to 24 Mar 2023)
JEFFERIES INTERNATIONAL LIMITED (no longer approved here)
FRN 139253
- CF30 Customer (17 Jun 2013 to 5 Jul 2015)
Morgan Stanley & Co. International Plc (no longer approved here)
FRN 165935
- CF30 Customer (17 May 2010 to 15 Apr 2013)
NatWest Markets Plc (no longer approved here)
FRN 121882
- CF30 Customer (25 Jul 2008 to 16 Feb 2010)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.