Michelle Ward

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Fairstone Financial Management Limited

    FRN 475973

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 28 Mar 2024)
    • [FCA CF] Client dealing (since 28 Mar 2024)
  • Tenet Financial Services Limited (no longer approved here)

    FRN 172174

    • Employed By (10 Sep 2020 to 4 Apr 2024)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 4 Apr 2024)
    • CF30 Customer (20 Mar 2013 to 4 Apr 2024)
  • Aspire Financial Management Ltd (no longer approved here)

    FRN 568595

    • Employed By (22 Jul 2016 to 4 Apr 2024)
  • Ashwood Law Professional Link (JVC1) Limited (no longer approved here)

    FRN 223794

    • Employed By (11 Jun 2014 to 27 Jul 2016)
  • Ashwood Law Wealth Management Ltd (no longer approved here)

    FRN 538265

    • (22)Employed By (20 Mar 2013 to 27 Jul 2016)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 8 Mar 2013)
    • CF22 Investment Adviser (Trainee) (1 May 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 30 Apr 2007)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Ashwood Law Wealth Management Ltd

  2. controlled function added: (22)Employed By at Ashwood Law Wealth Management Ltd