Michelle Procter

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Michelle Procter Limited

    FRN 560722

    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Client dealing (since 9 Dec 2020)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • CF30 Customer (19 Jan 2012 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (19 Jan 2012 to 8 Dec 2019)
    • Responsible for Insurance Mediation (19 Jan 2012 to 30 Sep 2018)
    • CF10 Compliance Oversight (19 Jan 2012 to 8 Dec 2019)
    • CF1 Director (19 Jan 2012 to 8 Dec 2019)
  • P.M.S. Financial Services (no longer approved here)

    FRN 137694

    • [FCA CF] Client dealing (5 Mar 2021 to 8 Dec 2023)
    • CF30 Customer (2 Aug 2019 to 8 Dec 2019)
  • STUART MULLIGAN LIMITED (no longer approved here)

    FRN 470835

    • CF30 Customer (27 Apr 2009 to 16 Dec 2011)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (2 Mar 2009 to 27 Apr 2009)
  • AP Financial Services (no longer approved here)

    FRN 176356

    • (8)Employed By (1 Dec 2001 to 18 Jun 2003)

Recent activity

Updates to this individual's record on the FCA register.

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