Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
The Millwood Mortgage Company Ltd
FRN 1052205
- Employed By (since 31 Mar 2026)
-
Michelle Germain Wealth Ltd
FRN 1000634
- (1)Employed By (since 8 Sep 2023)
-
St. James's Place Wealth Management Plc
FRN 195351
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 22 Oct 2008)
- CF30 Customer (since 1 Nov 2007)
- CF21 Investment Adviser (16 May 2005 to 31 Oct 2007)
- CF7 Sole Trader (AR) (4 Jan 2005 to 28 Oct 2005)
- CF22 Investment Adviser (Trainee) (4 Jan 2005 to 16 May 2005)
-
- (1)Employed By (4 Jan 2005 to 15 Oct 2008)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.