Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Appointed representative dealing with clients for which they require qualification (26 Jan 2021 to 27 Jul 2022)
- CF30 Customer (17 Dec 2020 to 27 Jul 2022)
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- Employed By (17 Dec 2020 to 27 Jul 2022)
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 3 Jul 2020)
- [FCA CF] Client dealing (9 Dec 2019 to 3 Jul 2020)
- CF30 Customer (14 May 2019 to 8 Dec 2019)
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- CF30 Customer (5 Jul 2011 to 22 Aug 2012)
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- CF30 Customer (23 Jul 2008 to 31 May 2011)
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- CF21 Investment Adviser (1 Dec 2001 to 7 Nov 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.