Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Weatherbys Bank Limited
FRN 204571
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Manager of certification employee (since 2 Mar 2026)
- [FCA CF] Functions requiring qualifications (since 5 Dec 2025)
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- [FCA CF] Manager of certification employee (18 Jan 2024 to 9 Sep 2025)
- [FCA CF] Functions requiring qualifications (15 May 2017 to 9 Sep 2025)
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- CF30 Customer (9 Aug 2010 to 28 Feb 2014)
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- CF21 Investment Adviser (1 Dec 2001 to 15 Feb 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.