Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (9 Aug 2017 to 8 Dec 2019)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • CF30 Customer (22 Nov 2013 to 8 Aug 2017)
  • Seaway Insurance Consultants Ltd (no longer approved here)

    FRN 227624

    • (8)Employed By (22 Nov 2013 to 8 Aug 2017)
  • Martin Hammett Associates Ltd (no longer approved here)

    FRN 189687

    • (8)Employed By (23 Apr 1999 to 21 Nov 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.