Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Napier Lane Associates Limited
FRN 1002919
- 19. Administrative functions in relation to the operation of stakeholder pension schemes
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 6 Dec 2024)
- SMF3 Executive Director (since 6 Dec 2024)
- [FCA CF] Client dealing (since 6 Dec 2024)
-
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 28 Nov 2024)
- CF30 Customer (21 Feb 2017 to 28 Nov 2024)
- CF1 Director (AR) (21 Feb 2017 to 28 Nov 2024)
-
- CF22 Investment Adviser (Trainee) (4 Oct 2004 to 20 Dec 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.