Michelle Herrick

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • M&G ADVICE PARTNERS LIMITED

    FRN 584256

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 1 Apr 2021)
    • CF1 Director (AR) (since 4 Feb 2021)
    • CF30 Customer (since 4 Feb 2021)
    • [FCA CF] Functions requiring qualifications (6 Jul 2020 to 31 Mar 2021)
    • [FCA CF] Client dealing (6 Jul 2020 to 31 Mar 2021)
    • CF30 Customer (2 Jun 2014 to 8 Dec 2019)
  • TUSCAN WEALTH MANAGEMENT LTD

    FRN 940802

    • Employed By (since 4 Feb 2021)
  • 2 Plan Wealth Management Limited (no longer approved here)

    FRN 461598

    • CF30 Customer (11 Nov 2009 to 25 Jun 2010)
  • Ashwood Law Professional Link (JVC1) Limited (no longer approved here)

    FRN 223794

    • Employed By (9 Feb 2006 to 31 Jan 2007)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (17 Dec 2002 to 25 Jun 2004)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

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