Michelle Groves

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Argentis Wealth Management Ltd

    FRN 419331

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 14 Dec 2023)
    • [FCA CF] Functions requiring qualifications (since 14 Dec 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 23 Jun 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 23 Jun 2023)
    • CF30 Customer (5 Jul 2018 to 19 Dec 2022)
  • Argentis Financial Planning Ltd

    FRN 624277

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 9A. Advising on P2P agreements
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 14 Dec 2023)
    • [FCA CF] Client dealing (since 14 Dec 2023)
  • Tees Financial Limited (no longer approved here)

    FRN 211314

    • CF30 Customer (8 Feb 2013 to 30 Dec 2015)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (1 Jun 2010 to 4 Feb 2013)
    • CF21 Investment Adviser (23 Dec 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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