Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • (69)Employed By (since 14 Mar 2025)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • CF30 Customer (since 22 Jan 2025)
    • [FCA CF] Client dealing (since 15 Aug 2023)
    • [FCA CF] Functions requiring qualifications (since 15 Aug 2023)
  • Taylored Advice Group Limited (no longer approved here)

    FRN 937284

    • (13)Employed By (22 Jan 2025 to 14 Mar 2025)
  • Succession Financial Management Limited (no longer approved here)

    FRN 225831

    • [FCA CF] Client dealing (13 Jan 2020 to 25 May 2023)
    • [FCA CF] Functions requiring qualifications (13 Jan 2020 to 25 May 2023)
  • SUCCESSION WEALTH MANAGEMENT LIMITED (no longer approved here)

    FRN 588378

    • [FCA CF] Client dealing (13 Jan 2020 to 25 May 2023)
    • [FCA CF] Functions requiring qualifications (13 Jan 2020 to 25 May 2023)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Taylored Advice Group Limited

  2. controlled function added: (13)Employed By at Taylored Advice Group Limited