Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 24 Mar 2023)
    • [FCA CF] Significant management (since 24 Mar 2023)
    • SMF5 Head of Internal Audit (7 Mar 2016 to 29 Jan 2021)
    • CF28 Systems and controls (1 Nov 2007 to 6 Mar 2016)
    • CF15 Internal Audit (14 Jan 2003 to 31 Oct 2007)
  • RATHBONES ASSET MANAGEMENT LIMITED (no longer approved here)

    FRN 144266

    • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
    • CF15 Internal Audit (14 Jan 2003 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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