Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Rathbones Investment Management Limited
FRN 116316
- [FCA CF] Manager of certification employee (since 24 Mar 2023)
- [FCA CF] Significant management (since 24 Mar 2023)
- SMF5 Head of Internal Audit (7 Mar 2016 to 29 Jan 2021)
- CF28 Systems and controls (1 Nov 2007 to 6 Mar 2016)
- CF15 Internal Audit (14 Jan 2003 to 31 Oct 2007)
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- CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
- CF15 Internal Audit (14 Jan 2003 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.