Michelle Eilleen Thompson

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

BGC Brokers L.P (no longer approved here)
FRN 454814
- CF30 Customer (14 May 2014 to 30 Oct 2015)
King & Shaxson Limited (no longer approved here)
FRN 179213
- CF30 Customer (22 May 2013 to 11 Jun 2013)
Cantor Fitzgerald Europe (no longer approved here)
FRN 149380
- CF30 Customer (16 Nov 2011 to 25 Apr 2013)
NatWest Markets Plc (no longer approved here)
FRN 121882
- CF21 Investment Adviser (1 Dec 2001 to 4 Apr 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.