Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Significant management (since 20 May 2022)
    • [FCA CF] Manager of certification employee (since 10 Feb 2022)
    • [FCA CF] Material risk taker (since 7 Jan 2022)
    • [FCA CF] Client dealing (since 7 Jan 2022)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Manager of certification employee (13 Jan 2025 to 12 May 2025)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • [FCA CF] Client dealing (7 Jan 2022 to 28 Apr 2022)
    • [FCA CF] Material risk taker (7 Jan 2022 to 28 Apr 2022)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Manager of certification employee (9 Jul 2021 to 5 Aug 2021)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.