Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 6 Oct 2023)
    • [FCA CF] Client dealing (since 6 Oct 2023)
    • CF1 Director (AR) (since 13 Sep 2023)
    • CF30 Customer (since 13 Sep 2023)
    • Employed By (since 13 Sep 2023)
  • Succession Financial Management Limited (no longer approved here)

    FRN 225831

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 11 Apr 2023)
    • CF30 Customer (27 Jan 2015 to 8 Dec 2019)
  • SUCCESSION WEALTH MANAGEMENT LIMITED (no longer approved here)

    FRN 588378

    • [FCA CF] Client dealing (9 Dec 2019 to 11 Apr 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 11 Apr 2023)
    • CF30 Customer (9 Nov 2015 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.