Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Best Practice IFA Group Limited
FRN 223112
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- Appointed representative dealing with clients for which they require qualification (since 6 Oct 2023)
- [FCA CF] Client dealing (since 6 Oct 2023)
- CF1 Director (AR) (since 13 Sep 2023)
- CF30 Customer (since 13 Sep 2023)
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Blue Rose Wealth Ltd
FRN 1001012
- Employed By (since 13 Sep 2023)
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 11 Apr 2023)
- CF30 Customer (27 Jan 2015 to 8 Dec 2019)
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- [FCA CF] Client dealing (9 Dec 2019 to 11 Apr 2023)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 11 Apr 2023)
- CF30 Customer (9 Nov 2015 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.