Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Quilter Cheviot Limited
FRN 124259
- SMF18 Other Overall Responsibility (since 21 Apr 2020)
- [FCA CF] Material risk taker (26 Jan 2024 to 1 Aug 2024)
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QUILTER FINANCIAL SERVICES LIMITED
FRN 440703
- [FCA CF] Significant management (since 10 Feb 2021)
- [FCA CF] Manager of certification employee (10 Feb 2021 to 1 Jul 2023)
- CF1 Director (AR) (8 Feb 2021 to 22 Apr 2025)
- SMF18 Other Overall Responsibility (21 Apr 2020 to 1 Jan 2021)
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Quilter Mortgage Planning Limited
FRN 440718
- [FCA CF] Significant management (since 10 Feb 2021)
- [FCA CF] Manager of certification employee (10 Feb 2021 to 1 Jul 2023)
- CF1 Director (AR) (8 Feb 2021 to 22 Apr 2025)
- SMF18 Other Overall Responsibility (21 Apr 2020 to 1 Jan 2021)
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- (211)Employed By (8 Feb 2021 to 22 Apr 2025)
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- SMF18 Other Overall Responsibility (21 Apr 2020 to 1 Jan 2021)
- [PRA CF] Key function holder (9 Dec 2019 to 21 Apr 2020)
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- SMF18 Other Overall Responsibility (21 Apr 2020 to 1 Jan 2021)
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- SMF18 Other Overall Responsibility (21 Apr 2020 to 1 Jan 2021)
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- SMF18 Other Overall Responsibility (21 Apr 2020 to 1 Jan 2021)
- [PRA CF] Key function holder (1 Jul 2019 to 21 Apr 2020)
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- SMF18 Other Overall Responsibility (21 Apr 2020 to 1 Jan 2021)
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- SMF18 Other Overall Responsibility (21 Apr 2020 to 1 Jan 2021)
Recent activity
Updates to this individual's record on the FCA register.
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