Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF18 Other Overall Responsibility (since 21 Apr 2020)
    • [FCA CF] Material risk taker (26 Jan 2024 to 1 Aug 2024)
    • [FCA CF] Significant management (since 10 Feb 2021)
    • [FCA CF] Manager of certification employee (10 Feb 2021 to 1 Jul 2023)
    • CF1 Director (AR) (8 Feb 2021 to 22 Apr 2025)
    • SMF18 Other Overall Responsibility (21 Apr 2020 to 1 Jan 2021)
    • [FCA CF] Significant management (since 10 Feb 2021)
    • [FCA CF] Manager of certification employee (10 Feb 2021 to 1 Jul 2023)
    • CF1 Director (AR) (8 Feb 2021 to 22 Apr 2025)
    • SMF18 Other Overall Responsibility (21 Apr 2020 to 1 Jan 2021)
  • Quilter Private Client Advisers Limited (no longer approved here)

    FRN 227836

    • (211)Employed By (8 Feb 2021 to 22 Apr 2025)
  • Quilter Investment Platform Limited (no longer approved here)

    FRN 165359

    • SMF18 Other Overall Responsibility (21 Apr 2020 to 1 Jan 2021)
    • [PRA CF] Key function holder (9 Dec 2019 to 21 Apr 2020)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • SMF18 Other Overall Responsibility (21 Apr 2020 to 1 Jan 2021)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • SMF18 Other Overall Responsibility (21 Apr 2020 to 1 Jan 2021)
  • Quilter Life & Pensions Limited (no longer approved here)

    FRN 207977

    • SMF18 Other Overall Responsibility (21 Apr 2020 to 1 Jan 2021)
    • [PRA CF] Key function holder (1 Jul 2019 to 21 Apr 2020)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • SMF18 Other Overall Responsibility (21 Apr 2020 to 1 Jan 2021)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • SMF18 Other Overall Responsibility (21 Apr 2020 to 1 Jan 2021)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.