Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (7 Mar 2016 to 31 Aug 2016)
- CF30 Customer (24 Nov 2011 to 6 Mar 2016)
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- CF30 Customer (12 Nov 2013 to 31 Aug 2016)
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- CF30 Customer (30 Oct 2012 to 10 Jul 2014)
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- CF30 Customer (25 Feb 2008 to 26 Oct 2010)
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- CF30 Customer (1 Nov 2007 to 23 Jan 2008)
- CF27 Investment Management (10 Mar 2006 to 31 Oct 2007)
- CF21 Investment Adviser (27 Jan 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (6 Apr 2004 to 10 Feb 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.