Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Client dealing (7 Mar 2016 to 31 Aug 2016)
    • CF30 Customer (24 Nov 2011 to 6 Mar 2016)
  • DWS Investments UK Limited (no longer approved here)

    FRN 429806

    • CF30 Customer (12 Nov 2013 to 31 Aug 2016)
  • Evelyn Partners Securities (no longer approved here)

    FRN 124255

    • CF30 Customer (30 Oct 2012 to 10 Jul 2014)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (25 Feb 2008 to 26 Oct 2010)
  • SCHRODER & CO. LIMITED (no longer approved here)

    FRN 144206

    • CF30 Customer (1 Nov 2007 to 23 Jan 2008)
    • CF27 Investment Management (10 Mar 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (27 Jan 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (6 Apr 2004 to 10 Feb 2006)

Recent activity

Updates to this individual's record on the FCA register.

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