Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Material risk taker (1 Oct 2018 to 18 Jan 2021)
    • CF30 Customer (1 Nov 2007 to 15 Apr 2014)
    • CF21 Investment Adviser (19 Jul 2005 to 31 Oct 2007)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (25 Feb 2013 to 15 Apr 2014)
    • CF21 Investment Adviser (19 Jul 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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