Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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RiverRock European Capital Partners LLP
FRN 502154
- [FCA CF] Client dealing (since 9 Dec 2019)
- SMF27 Partner (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (19 Dec 2023 to 12 Feb 2025)
- SMF16 Compliance Oversight (30 Nov 2023 to 6 May 2025)
- SMF1 Chief Executive (9 Dec 2019 to 6 May 2025)
- CF28 Systems and controls (15 Feb 2017 to 8 Dec 2019)
- CF3 Chief Executive (10 Nov 2016 to 8 Dec 2019)
- CF30 Customer (15 Nov 2012 to 8 Dec 2019)
- CF4 Partner (15 Nov 2012 to 8 Dec 2019)
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- CF29 Significant management (9 Sep 2008 to 3 Jan 2012)
- CF30 Customer (9 Sep 2008 to 3 Jan 2012)
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- CF30 Customer (1 Nov 2007 to 6 Jun 2008)
- CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
- CF1 Director (1 Dec 2001 to 6 Jun 2008)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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- CF2 Non Executive Director (5 May 2005 to 30 May 2008)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.