Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF30 Customer (1 Jul 2013 to 6 Mar 2016)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 12 May 2009)
    • CF21 Investment Adviser (21 Mar 2007 to 31 Oct 2007)
  • Societe Generale (no longer approved here)

    FRN 124866

    • CF21 Investment Adviser (29 Jan 2004 to 12 Mar 2007)
    • CF26 Customer Trading (1 Dec 2001 to 29 Jan 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.