Michel Glas

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

London Management Group Limited
FRN 712095
- [FCA CF] Client dealing (since 24 Jun 2023)
- Director of firm who is not a certification employee or a SMF manager (12 Jul 2021 to 24 Jun 2023)
- [FCA CF] Significant management (9 Dec 2019 to 12 Jul 2021)
- CF30 Customer (4 Jan 2016 to 8 Dec 2019)
- CF1 Director (4 Jan 2016 to 26 Apr 2017)
- CF3 Chief Executive (4 Jan 2016 to 26 Apr 2017)
CREDIT SUISSE INTERNATIONAL (no longer approved here)
FRN 146702
- CF21 Investment Adviser (12 Jun 2002 to 7 Aug 2002)
- CF27 Investment Management (12 Jun 2002 to 30 Jun 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.