Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (4 Oct 2013 to 8 Dec 2019)
    • CF29 Significant management (1 Nov 2007 to 18 Apr 2016)
    • CF28 Systems and controls (1 Nov 2007 to 18 Apr 2016)
    • CF19 Significant Mgt (Financial Resources) (14 Jan 2005 to 31 Oct 2007)
    • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 31 Oct 2007)
    • CF14 Risk Assessment (14 Jan 2005 to 31 Oct 2007)
    • CF13 Finance (14 Jan 2005 to 31 Oct 2007)
  • EIS FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 401581

    • Responsible for Insurance Distribution (18 May 2020 to 15 Jun 2020)
    • SMF3 Executive Director (9 Dec 2019 to 1 Apr 2026)
    • CF1 Director (1 Jul 2019 to 8 Dec 2019)
    • CF2 Non Executive Director (10 May 2016 to 6 Nov 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.