Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Bank of America, N.A.
FRN 124642
- [FCA CF] Significant management (since 9 Feb 2026)
- [FCA CF] Client dealing (since 7 Sep 2016)
- [FCA CF] Manager of certification employee (since 7 Mar 2016)
- [FCA CF] Material risk taker (7 Mar 2016 to 2 Sep 2024)
- CF30 Customer (12 Oct 2015 to 6 Mar 2016)
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Merrill Lynch International
FRN 147150
- [FCA CF] Significant management (since 9 Feb 2026)
- [FCA CF] Client dealing (since 7 Sep 2016)
- [FCA CF] Manager of certification employee (since 7 Mar 2016)
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Bank of America Europe DAC
FRN 989014
- [FCA CF] Significant management (since 9 Feb 2026)
- [FCA CF] Manager of certification employee (since 27 Oct 2025)
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- CF30 Customer (1 Nov 2007 to 7 Aug 2008)
- CF26 Customer Trading (16 Oct 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.