Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 13 Jun 2023)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • [PRA CF] Significant risk taker or Material risk taker (16 Jul 2020 to 31 Mar 2022)
    • [FCA CF] Material risk taker (16 Jul 2020 to 31 Mar 2022)
    • [PRA CF] Managing a material risk taker (16 Jul 2020 to 31 Mar 2022)
    • [FCA CF] Manager of certification employee (13 May 2019 to 31 Mar 2022)
    • [FCA CF] Client dealing (13 May 2019 to 31 Mar 2022)
    • CF30 Customer (16 Sep 2009 to 10 Jan 2012)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF21 Investment Adviser (29 Dec 2005 to 13 Mar 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.