Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Nomura International Plc
FRN 124422
- [FCA CF] Client dealing (since 13 Jun 2023)
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- [PRA CF] Significant risk taker or Material risk taker (16 Jul 2020 to 31 Mar 2022)
- [FCA CF] Material risk taker (16 Jul 2020 to 31 Mar 2022)
- [PRA CF] Managing a material risk taker (16 Jul 2020 to 31 Mar 2022)
- [FCA CF] Manager of certification employee (13 May 2019 to 31 Mar 2022)
- [FCA CF] Client dealing (13 May 2019 to 31 Mar 2022)
- CF30 Customer (16 Sep 2009 to 10 Jan 2012)
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- CF21 Investment Adviser (29 Dec 2005 to 13 Mar 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.