Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 1 Dec 2025)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • [FCA CF] Manager of certification employee (16 Jan 2017 to 14 Aug 2019)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Client dealing (7 Mar 2016 to 14 Aug 2019)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 14 Aug 2019)
    • [FCA CF] Material risk taker (7 Mar 2016 to 14 Aug 2019)
    • [FCA CF] Significant management (7 Mar 2016 to 14 Aug 2019)
    • CF29 Significant management (23 Jul 2013 to 6 Mar 2016)
    • CF30 Customer (13 Jul 2010 to 6 Mar 2016)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Manager of certification employee (7 Mar 2016 to 14 Aug 2019)
    • [FCA CF] Significant management (7 Mar 2016 to 14 Aug 2019)
    • [FCA CF] Material risk taker (7 Mar 2016 to 14 Aug 2019)
    • [FCA CF] Client dealing (7 Mar 2016 to 14 Aug 2019)
    • CF29 Significant management (23 Jul 2013 to 6 Mar 2016)
    • CF30 Customer (13 Jul 2010 to 6 Mar 2016)
  • Societe Generale (no longer approved here)

    FRN 124866

    • CF30 Customer (1 Nov 2007 to 22 Apr 2010)
    • CF21 Investment Adviser (28 Jun 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.