Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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The Lockyer Partnership Limited
FRN 971999
- (1)Employed By (since 24 Mar 2022)
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St. James's Place Wealth Management Plc
FRN 195351
- 7. Giving personal recommendations on long-term care insurance contracts
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 30 Jul 2013)
- CF30 Customer (since 16 Jul 2010)
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- (6)Employed By (1 Dec 2001 to 31 Dec 2003)
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- (1)Employed By (13 Mar 2000 to 14 Oct 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.