Michael William Joseph

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Northedge Capital LLP (no longer approved here)

    FRN 502462

    • [FCA CF] Client dealing (31 Mar 2021 to 21 Feb 2025)
    • SMF27 Partner (9 Dec 2019 to 30 Sep 2024)
    • CF30 Customer (10 Apr 2019 to 8 Dec 2019)
    • CF4 Partner (4 Apr 2013 to 8 Dec 2019)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF16 Significant Mgt (Desgntd Investment Business) (1 Sep 2003 to 15 Nov 2006)
    • CF17 Significant Mgt (Other Business Operations) (1 Sep 2003 to 15 Nov 2006)
  • LDC (Managers) Limited (no longer approved here)

    FRN 147964

    • CF1 Director (2 Jan 2003 to 15 Nov 2006)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 15 Nov 2006)
    • CF3 Chief Executive (1 Dec 2001 to 2 Jan 2003)
    • CF27 Investment Management (1 Dec 2001 to 15 Nov 2006)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 2 Jan 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.