Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Appointed representative dealing with clients for which they require qualification (3 Sep 2021 to 18 Feb 2022)
- CF1 Director (AR) (5 Jan 2021 to 18 Feb 2022)
- CF30 Customer (5 Jan 2021 to 18 Feb 2022)
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- CF1 Director (AR) (5 Jan 2021 to 18 Feb 2022)
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- CF30 Customer (1 Nov 2007 to 13 Sep 2021)
- CF1 Director (AR) (17 Mar 2003 to 13 Sep 2021)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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- (4)Employed By (17 Mar 2003 to 18 Feb 2022)
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- (11)Employed By (1 Dec 2001 to 24 Aug 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.