Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Pension Insurance Corporation plc (no longer approved here)

    FRN 454345

    • [PRA CF] Key function holder (1 Jul 2023 to 3 Oct 2024)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Material risk taker (24 Sep 2018 to 25 Jul 2022)
    • [FCA CF] Significant management (24 Sep 2018 to 25 Jul 2022)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2008)
    • CF21 Investment Adviser (27 Sep 2006 to 31 Oct 2007)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • [FCA CF] Material risk taker (24 Sep 2018 to 1 Dec 2021)
    • [FCA CF] Significant management (24 Sep 2018 to 1 Dec 2021)
  • The Northern Trust Company (no longer approved here)

    FRN 122020

    • CF30 Customer (10 Mar 2008 to 21 Dec 2009)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (1 Nov 2007 to 6 Mar 2008)
    • CF21 Investment Adviser (27 Sep 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.