Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 21 Oct 2021)
    • [FCA CF] Functions requiring qualifications (since 21 Oct 2021)
  • Astute Financial & Mortgage Advisers Ltd (no longer approved here)

    FRN 811049

    • [FCA CF] Functions requiring qualifications (3 Feb 2020 to 31 Aug 2021)
    • [FCA CF] Client dealing (3 Feb 2020 to 31 Aug 2021)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (26 Mar 2003 to 28 Mar 2007)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 26 Mar 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.