Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • Responsibility for MCD Intermediation (since 3 Aug 2020)
    • Responsible for Insurance Distribution (since 3 Aug 2020)
    • SMF16 Compliance Oversight (since 3 Aug 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 3 Aug 2020)
    • SMF3 Executive Director (since 3 Aug 2020)
    • [FCA CF] Client dealing (since 3 Aug 2020)
    • [FCA CF] Functions requiring qualifications (since 3 Aug 2020)
    • [FCA CF] Manager of certification employee (since 3 Aug 2020)
    • [FCA CF] Material risk taker (since 3 Aug 2020)
    • [FCA CF] Significant management (since 3 Aug 2020)
    • [PRA CF] Key function holder (since 3 Aug 2020)
    • [PRA CF] Managing a material risk taker (since 3 Aug 2020)
    • [PRA CF] Significant risk taker or Material risk taker (since 3 Aug 2020)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.