Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF9 Chair of the Governing Body (since 13 Jun 2024)
    • [FCA CF] Client dealing (since 9 Dec 2020)
    • [FCA CF] Material risk taker (since 9 Dec 2020)
    • SMF27 Partner (9 Dec 2019 to 1 Jan 2025)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF4 Partner (3 Oct 2006 to 8 Dec 2019)
    • CF10 Compliance Oversight (3 Oct 2006 to 1 Jan 2007)
    • CF27 Investment Management (3 Oct 2006 to 31 Oct 2007)
    • CF3 Chief Executive (3 Oct 2006 to 1 Mar 2012)
    • CF8 Apportionment and Oversight (3 Oct 2006 to 31 Mar 2009)
  • Baird Capital Partners Europe Limited (no longer approved here)

    FRN 150154

    • CF1 Director (1 Dec 2001 to 13 Jan 2006)
    • CF27 Investment Management (1 Dec 2001 to 13 Jan 2006)

Recent activity

Updates to this individual's record on the FCA register.

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