Michael William Azlen

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Thornbridge Investment Management LLP
FRN 713859
- [FCA CF] Client dealing (since 9 Dec 2020)
- CF3 Chief Executive (AR) (since 20 Sep 2019)
- CF30 Customer (since 20 Sep 2019)
- CF4 Partner (AR) (since 20 Sep 2019)
Carbon Cap Management LLP
FRN 913252
- Employed By (since 20 Sep 2019)
LumX Asset Management (U.K.) Limited (no longer approved here)
FRN 195960
- CF4 Partner (AR) (29 Feb 2016 to 31 Mar 2017)
- CF1 Director (4 Feb 2015 to 3 Dec 2015)
- CF30 Customer (19 Feb 2014 to 31 Mar 2017)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.