Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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PFM Associates Limited
FRN 213724
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 28 Aug 2024)
- Appointed representative dealing with clients for which they require qualification (since 28 Aug 2024)
- CF30 Customer (since 26 Jul 2024)
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Money Matters (South East) Limited
FRN 400129
- (1)Employed By (since 26 Jul 2024)
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- [FCA CF] Client dealing (9 Dec 2019 to 31 Oct 2023)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Oct 2023)
- CF30 Customer (22 Oct 2015 to 8 Dec 2019)
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- CF30 Customer (29 Oct 2013 to 28 Dec 2014)
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- (652)Employed By (29 Oct 2013 to 28 Dec 2014)
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- CF30 Customer (28 Mar 2013 to 23 Oct 2013)
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- CF30 Customer (19 Dec 2012 to 28 Dec 2012)
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- (479)Employed By (19 Dec 2012 to 28 Dec 2012)
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- CF30 Customer (28 Feb 2011 to 11 May 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.