Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 28 Aug 2024)
    • Appointed representative dealing with clients for which they require qualification (since 28 Aug 2024)
    • CF30 Customer (since 26 Jul 2024)
    • (1)Employed By (since 26 Jul 2024)
  • HUB Financial Solutions Limited (no longer approved here)

    FRN 455713

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Oct 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Oct 2023)
    • CF30 Customer (22 Oct 2015 to 8 Dec 2019)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF30 Customer (29 Oct 2013 to 28 Dec 2014)
  • Lighthouse Financial Advice Limited (no longer approved here)

    FRN 225502

    • (652)Employed By (29 Oct 2013 to 28 Dec 2014)
  • Best Practice IFA Group Limited (no longer approved here)

    FRN 223112

    • CF30 Customer (28 Mar 2013 to 23 Oct 2013)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (19 Dec 2012 to 28 Dec 2012)
  • Quilter Financial Advisers Ltd (no longer approved here)

    FRN 452529

    • (479)Employed By (19 Dec 2012 to 28 Dec 2012)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (28 Feb 2011 to 11 May 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.