Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • CF2 Non Executive Director (4 Jun 2008 to 8 Apr 2009)
    • CF29 Significant management (10 Mar 2008 to 8 Apr 2009)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • CF29 Significant management (10 Mar 2008 to 8 Apr 2009)
  • The Toronto-Dominion Bank (no longer approved here)

    FRN 124859

    • CF8 Apportionment and Oversight (22 Apr 2003 to 11 Dec 2006)
    • CF3 Chief Executive (1 Dec 2001 to 22 Apr 2003)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 11 Dec 2006)
    • CF26 Customer Trading (1 Dec 2001 to 11 Dec 2006)
  • TD Bank Europe Limited (no longer approved here)

    FRN 165556

    • CF8 Apportionment and Oversight (22 Apr 2003 to 11 Dec 2006)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 11 Dec 2006)
    • CF26 Customer Trading (1 Dec 2001 to 11 Dec 2006)
    • CF3 Chief Executive (1 Dec 2001 to 22 Apr 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.