Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 8. Giving personal recommendations on investments in the course of corporate finance business
    • [FCA CF] Functions requiring qualifications (since 6 Apr 2020)
  • N. M. ROTHSCHILD & SONS LIMITED (no longer approved here)

    FRN 124451

    • CF30 Customer (23 Nov 2007 to 31 Jul 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.