Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 1 Nov 2007)
    • CF21 Investment Adviser (26 Oct 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (28 Jun 2007 to 26 Oct 2007)
    • (1)Employed By (since 15 Feb 2002)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF4 Partner (AR) (1 Jun 2005 to 22 Jun 2007)
    • CF21 Investment Adviser (1 Jun 2005 to 22 Jun 2007)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • CF1 Director (AR) (31 Oct 2004 to 20 Jun 2007)
  • Mortgage Friendly.Net Limited (no longer approved here)

    FRN 408115

    • (4)Employed By (31 Oct 2004 to 20 Jun 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.