Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 1 Nov 2007)
- CF21 Investment Adviser (26 Oct 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (28 Jun 2007 to 26 Oct 2007)
-
Michael Trombacco
FRN 207737
- (1)Employed By (since 15 Feb 2002)
-
- CF4 Partner (AR) (1 Jun 2005 to 22 Jun 2007)
- CF21 Investment Adviser (1 Jun 2005 to 22 Jun 2007)
-
- CF1 Director (AR) (31 Oct 2004 to 20 Jun 2007)
-
- (4)Employed By (31 Oct 2004 to 20 Jun 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.