Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Rossie House Investment Management LLP
FRN 793399
- 14. Managing investments
- 16. Safeguarding and administering investments or holding client money
- 17. Administrative functions in relation to managing investments
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- SMF27 Partner (since 5 Aug 2021)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Material risk taker (9 Dec 2019 to 10 Dec 2019)
- CF30 Customer (1 Jun 2018 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.