Michael Thorn

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Astute Wealth Planning Limited

    FRN 982479

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 3 Apr 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 3 Apr 2023)
    • SMF3 Executive Director (since 3 Apr 2023)
    • [FCA CF] Client dealing (since 3 Apr 2023)
  • The Tavistock Partnership Limited (no longer approved here)

    FRN 519014

    • CF30 Customer (7 May 2021 to 31 Mar 2023)
    • [FCA CF] Client dealing (22 Jan 2021 to 31 Mar 2023)
    • Appointed representative dealing with clients for which they require qualification (22 Jan 2021 to 31 Mar 2023)
    • [FCA CF] Functions requiring qualifications (22 Jan 2021 to 23 Jan 2021)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 30 Jan 2021)
    • CF30 Customer (11 Oct 2017 to 30 Jan 2021)
  • Astute Wealth Planning Limited (no longer approved here)

    FRN 580102

    • Employed By (11 Oct 2017 to 30 Jan 2021)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.