Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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THAMES RIVER CAPITAL LLP
FRN 426349
- [FCA CF] Significant management (since 22 Dec 2022)
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- [FCA CF] Client dealing (30 Jan 2018 to 24 Apr 2020)
- [FCA CF] Manager of certification employee (30 Jan 2018 to 24 Apr 2020)
- [FCA CF] Material risk taker (7 Mar 2017 to 24 Apr 2020)
- CF30 Customer (17 May 2011 to 6 Mar 2016)
- CF29 Significant management (9 Jan 2009 to 30 Nov 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.