Michael Swirles

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Clarity Wealth Management LLP

    FRN 575252

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • CF1 Director (AR) (since 24 Jun 2025)
    • Appointed representative dealing with clients for which they require qualification (since 1 Oct 2021)
    • [FCA CF] Functions requiring qualifications (since 23 Jul 2021)
    • [FCA CF] Client dealing (since 23 Jul 2021)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 23 Jul 2021)
    • CF30 Customer (1 Nov 2007 to 23 Jul 2021)
    • CF21 Investment Adviser (16 Jul 2007 to 31 Oct 2007)
    • CF1 Director (AR) (16 Jul 2007 to 23 Jul 2021)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (1 Dec 2001 to 17 Aug 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.