MICHAEL SWAIN

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Citigroup Global Markets Limited

    FRN 124384

    • [FCA CF] Manager of certification employee (since 23 Feb 2026)
    • [FCA CF] Material risk taker (since 27 Aug 2024)
    • [PRA CF] Significant risk taker or Material risk taker (since 27 Aug 2024)
    • [FCA CF] Client dealing (since 16 Mar 2020)
  • Citibank, N.A.

    FRN 124704

    • [FCA CF] Manager of certification employee (since 23 Feb 2026)
    • [FCA CF] Material risk taker (since 27 Aug 2024)
    • [PRA CF] Significant risk taker or Material risk taker (since 27 Aug 2024)
    • [FCA CF] Client dealing (since 16 Mar 2020)

Recent activity

Updates to this individual's record on the FCA register.

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