Michael Surtees

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Quilter Financial Limited (no longer approved here)
FRN 497604
- CF1 Director (AR) (2 Jan 2020 to 2 Dec 2021)
QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 440703
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 3 Jul 2023)
- CF1 Director (AR) (6 Apr 2019 to 3 Jul 2023)
- CF30 Customer (14 Dec 2012 to 3 Jul 2023)
Quilter Mortgage Planning Limited (no longer approved here)
FRN 440718
- CF1 Director (AR) (6 Apr 2019 to 11 Jul 2023)
Finli (IPWM) Limited (no longer approved here)
FRN 591331
- (4)Employed By (14 Dec 2012 to 11 Jul 2023)
QUILTER WEALTH LIMITED (no longer approved here)
FRN 217742
- CF30 Customer (1 Nov 2007 to 21 Dec 2012)
- CF21 Investment Adviser (6 Dec 2004 to 31 Oct 2007)
Insight Financial Management Ltd (no longer approved here)
FRN 230002
- (10)Employed By (2 Jan 2004 to 21 Dec 2012)

Updates to this individual's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.