Michael Stuart Klein

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (1 Nov 2007 to 14 May 2008)
    • CF1 Director (27 Mar 2003 to 14 May 2008)
    • CF3 Chief Executive (27 Mar 2003 to 15 Mar 2004)
    • CF8 Apportionment and Oversight (27 Mar 2003 to 15 Mar 2004)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 15 Mar 2004)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF8 Apportionment and Oversight (27 Mar 2003 to 15 Mar 2004)
    • CF3 Chief Executive (27 Mar 2003 to 15 Mar 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.