Michael Stuart Chapman

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED

    FRN 440703

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 28 Sep 2011)
    • CF30 Customer (since 1 Nov 2007)
    • CF21 Investment Adviser (6 Aug 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (28 Jul 2006 to 6 Aug 2007)
  • AIC Financial Ltd

    FRN 475777

    • (1)Employed By (since 16 Sep 2011)
  • Beaulieu Wealth Management Ltd (no longer approved here)

    FRN 501479

    • Employed By (29 May 2009 to 16 Sep 2011)
  • Compass Financial Solutions Ltd (no longer approved here)

    FRN 230677

    • Employed By (28 Jul 2006 to 9 Jun 2009)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (3 Jan 2002 to 3 Aug 2006)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at AIC Financial Ltd

  2. controlled function added: (1)Employed By at AIC Financial Ltd