Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 17 Jan 2022)
    • [FCA CF] Material risk taker (since 17 Jan 2022)
    • [FCA CF] Manager of certification employee (since 17 Jan 2022)
  • DWS Alternatives Global Limited (no longer approved here)

    FRN 458997

    • [FCA CF] Client dealing (21 May 2021 to 22 Oct 2021)
  • DWS Investments UK Limited (no longer approved here)

    FRN 429806

    • [FCA CF] Client dealing (9 Dec 2019 to 22 Oct 2021)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 22 Oct 2021)
    • CF30 Customer (22 Aug 2017 to 8 Dec 2019)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Material risk taker (1 Apr 2019 to 22 Oct 2021)
    • [FCA CF] Manager of certification employee (11 Apr 2016 to 23 Oct 2017)
    • [FCA CF] Client dealing (11 Apr 2016 to 23 Oct 2017)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.