Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF1 Director (AR) (since 7 Mar 2018)
    • CF30 Customer (since 7 Mar 2018)
    • Employed By (since 7 Mar 2018)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (22 Jan 2010 to 29 Jul 2013)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF22 Investment Adviser (Trainee) (2 Jun 2006 to 23 Feb 2007)

Recent activity

Updates to this individual's record on the FCA register.

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